Job Description

Job Title- Compliance Officer Location- India Role Description Deutsche Bank’s infrastructure functions are the central functions (excludes front office business and business operations) it covers rest of the functions like technology, Cyber security, Outsourcing, Non-Financial Risk, Finance, HR, Legal, Compliance, Risk etc. The Compliance Department serves the Bank to make sure that the regulatory obligations are duly fulfilled and complied with as well as promotes a culture of Compliance in line with the values and beliefs of the Bank. The person would be responsible in providing advisory support on regulatory requirements affecting the infrastructure functions as well as institutional broking business to ensure that they understand the application of relevant laws, rules and regulations and conducting compliance reviews. What we’ll offer you As part of our flexible scheme, here are just some of the benefits that you’ll enjoy

• Best in class leave policy
• Gender neutral parental leaves
• 100% reimbursement under childcare assistance benefit (gender neutral)
• Sponsorship for Industry relevant certifications and education
• Employee Assistance Program for you and your family members
• Comprehensive Hospitalization Insurance for you and your dependents
• Accident and Term life Insurance
• Complementary Health screening for 35 yrs. and above

Your key responsibilities

• Work closely with Regional Head of Infrastructure Compliance / Investment Bank (IB) and with local Compliance Head to manage regulatory queries and expectations, implementing the same & providing advisory support for infrastructure functions and institutional broking compliance.
• Proactively manage all aspects of regulatory inquiries and requests pertaining to IB.
• Collaborating closely with other support and/or business units to ensure appropriate stakeholder involvement in regulatory inquiries and examinations.
• Escalating, monitoring, tracking, and reporting all regulatory issues to ensure the timely response and remediation of all regulatory-related matters.
• Manage compliance risk in outsourcing, technology, cyber security and other infrastructure functions from 2LoD and provide regulatory compliance determination and advisory support
• Conduct annual assessment to comply with Bafin regulation MaRiskAT9
• Lead and manage compliance risk in outsourcing at APAC level, closely work with regional head and/or business units stakeholders to meet regulatory requirements and to drive regional initiatives
• Handle employee conduct breaches pertaining to Infrastructure functions and provide regulatory compliance determinations
• Act as DB India Compliance point of contact for Central Compliance global exercises like annual compliance attestation, regulatory reporting attestation etc.
• Escalate, monitor and track all regulatory issues or key risk areas in infrastructure functions to ensure timely response and remediations
• Analyze regulatory trends and developments to determine impact on business conduct, policies and procedures, systems and processes
• Conduct relevant compliance training programs for staff on periodical basis and as mandated by compliance policies
• Maintain good relationship with DB internal stakeholders, regulators, industry associates etc.
• Participating in ad hoc special projects and initiatives as needed.
• Analyzing regulatory trends and developments to determine impact on business conduct, policies and procedures, systems and processes.
• Conduct relevant compliance training programs for staff on periodical basis and as mandated by compliance policies
• Assist in process of designing and structuring new processes/launching of new products so that they conform to local regulations and group compliance policies
• Ongoing good relationship with regulators, industry associations, policy makers, etc.

Your skills and experience

• Banking professional possessing a strategic as well as granular understanding of regulatory risk, including emerging risk issues.
• Proven ability to work collaboratively and persuasively across the organization including regionally and globally.
• Post Graduate with at least 10-12 years’ experience.
• In-depth understanding of RBI & SEBI regulations. Extensive knowledge of Rules, Regulations and Circulars issued by Stock Exchanges.
• Prior experience, whether in the capacity of compliance, risk, banking operations function. Compliance Department Experience preferred.
• Strong analytical, writing and communication skills.

How we’ll support you

• Training and development to help you excel in your career
• Coaching and support from experts in your team
• A culture of continuous learning to aid progression
• A range of flexible benefits that you can tailor to suit your needs

About us and our teams
https://www.db.com/company/company.htm Our values define the working environment we strive to create – diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer.
We promote good working relationships and encourage high standards of conduct and work performance. We welcome applications from talented people from all cultures, countries, races, genders, sexual orientations, disabilities, beliefs and generations and are committed to providing a working environment free from harassment, discrimination and retaliation.