Distribution Compliance role with Leading Insurance Company
From 2 to 6 year(s) of experience 9 Not Disclosed by Recruiter
Gurgaon/Gurugram
or
Roles and ResponsibilitiesDistribution Compliance role with Leading Insurance Company
Key Responsibilities
Sales Compliance Review \xe2\x80\x93 conduct review on sales practice & processes for all Sales & Distribution Channels. Develop & present recommendations & related review deliverables Support Distribution channels in putting the preventive steps and plan in place Track and ensure closure of each actionable as part of sales compliance review Publish monthly Sales Quality Dashboard on key Sales Quality Parameters for all sales and distribution channels. Conduct Market Conduct Training on Ethical Conduct on periodic basis for Sales and distribution workforce. Monitor adherence on defined timelines for Agency Channel basis testing of regulatory requirements for business channels Managing end to end of AML Refresher Training for agents. Spreading awareness on process circulars to all Sales and Distribution employees on new process being launched and any change in process through educatory mailers.
Preferred Skill Set:- Proficiency on working in MS \xe2\x80\x93 Office (High on Excel, Word and PowerPoint) A good technical understanding of the business processes function & corresponding operational & financial controls designed to effectively manage the organization\xe2\x80\x99s business units and operations. Strong analytical & decision-making skills. Ability to structure solutions to complex problems. Demonstrate self-discipline & good time management. Self-starter & can work on multiple projects under pressure. Consistently complete work on time & within budget without compromising quality. Consistently convey a confident, professional, positive & realistic attitude. Maintain a habit of continuous learning & take responsibility for the development of one\xe2\x80\x99s own skills, including technical, business, and interpersonal, written and informal verbal communication.
Location:- Gurgaon Working Model :- Gurgaon Role:Other Salary: Not Disclosed by Recruiter Industry:Insurance Department:Other Role Category:Other Employment Type:Full Time, Permanent