Compliance Officer (stock Broking)
Job Description
We are looking for Compliance Officer/ Executive Company- Stock Broking Location- Nariman Point Experience - 4 yrs Knowledge of DP and stock broking back office, Compliance with SEBI (Stock Broking, Merchant Banking, Invest Advisory) Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock exchanges i.e. BSE/NSE. Depositories, Clearing corporations, Daily settlements, Return filing, client communications, monitoring operations, reporting\'s. Liaising with back office of institutional cum HNI clients. Job Type: Full-time Salary: 930,000.00 - 950,000.00 per month Schedule:
- Day shift
- Depository participants: 3 years (Preferred)
- Stock broking firm: 3 years (Preferred)
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Job Detail
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Job IdJD3018970
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationMumbai, Maharashtra, India
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EducationNot mentioned
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ExperienceYear