Job Description

: Job Title: Internal Control Manager
Function / Department: Internal Control Designation : M3 - M4 Qualification : CA / MBA Finance/ICWA/CS Work Experience : Candidate should have 4-5 yrs of work experience in finance industry

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• Review of all the existing policies, MOPP and procedures of the organisation. Monitoring implementation of the existing policies.
• Proactively identifying operational risks and assessing the adequacy of controls to manage such risks, including recommending enhanced or additional controls and getting the changes approved and implemented.
• Conduct of CSA (Control and Self Assessment) and process walkthroughs as part of management\'s evaluation of internal controls and publishing the report to the Management.
• Identification and monitoring of Key Risk Indicators. Standardization and review of process notes, BRDs and policies.
• System integration/ enhancement for implementation of policies.
• Conduction Branch Training for awareness of various policies.
• Highlighting the process changes required in the current process applicable at branches.
• Analysing and Investigating the Unusual events and timely reporting the same to management and board members.
• Conducting Internal branch audits/ Pre audits on regular basis and presenting the report to the management.
• Flow up and ensure timely closures of audit issues.
• Regulatory compliance and interactions with various teams.
• Support new product launches and identity the risk involved in new product launches.

• Check and keep track on industry trends, key factors impacting industry.
• Highlight the best practice followed by the market.
• Candidate should be well versed with the risk involved in secured lending and unsecured retail lending business.
• Candidate should understand internal & external factors affecting the business.

• Candidate should have expertise in working on Microsoft office programs tools viz Excel Ac.cess and Power Point.
• Expert presentation skill for various management committees. Expert in MS Excel & Access.
• Co-ordinate with MIS team for preparation of various management dashboards and tools for portfolio monitoring.
• Candidate should be able to coordinate with IT Team for getting the processes automated
• Candidate should be able to conduct UAT / testing and report the changes required in systems available.

• Candidate should be good communicator and should be able to make understand his point to others.
• Candidate should be confident with communicating with different audiences, from the board of directors to individual employees.
• Should be fluent in English.

Kotak Mahindra Bank