Sr Manager Compliance Mumbai

Year    Mumbai, Maharashtra, India

Job Description

Purpose / key objective of role:
The role requires the employee to execute the tasks allotted by the reporting manager(s), in relation to the following compliance areas:

  • Regulatory updates and implementation- Review regulatory updates and regular tracking and implementation of any regulatory requirements and any other compliance matters.
  • Advisory role with respect to processes- Providing advisories to stakeholder on various regulatory aspects.Engage with partners and stakeholders to enable compliance related onboarding and servicing processes.
  • Agreement review- Review intermediary and service partner agreements.
  • Regulatory Monitoring and reporting- Ensuring monitoring and risk mitigation along with timely analysis and regulatory reporting. Relook at existing processes and evaluate/implement automation to reduce people dependency and errors. Ensure record keeping of Compliance departmental records in line with regulatory requirements.
  • Regulatory engagement- Engaging with regulators through representations, draft responses and notes on various compliance matters.
  • Management engagement- Engaging with management on certain requirements and escalations, preparing presentations etc.

Beware of fraud agents! do not pay money to get a job

MNCJobsIndia.com will not be responsible for any payment made to a third-party. All Terms of Use are applicable.


Related Jobs

Job Detail

  • Job Id
    JD3074539
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Mumbai, Maharashtra, India
  • Education
    Not mentioned
  • Experience
    Year