Sr Manager Compliance
Year Mumbai, Maharashtra, India
Job Description
About the company
Upstox is one of India's leading Fin-Tech companies with a mission to simplify trading & investing to make it easily accessible to the masses. We aim to enable everyone, from new investors to seasoned traders, to invest across multiple categories with our state-of-the-art trade & investment platform and commission-free pricing. We offer numerous asset categories to invest in, like Stocks, Digital Gold, IPOs, Mutual Funds, and more.
Our mission is simple - to break down the complexities of investing and make it more effortless, accessible, affordable, and easy for the masses to adopt. This key principle when infused with intuitive design and leading-edge technology will help us empower every Indian to take control of their investments.
We are looking for someone who possesses sound judgment, adaptable to changing regulatory landscape. You will be part of a team with members from a wide range of academic and professional backgrounds.
Role: Sr Manager Compliance.
Skills & Requirements:
- Practical experience in filling & submitting different regulatory reports to regulators.
- A thorough understanding of the securities market's processes.
- Must have an understanding of system functions like trading engine, RMS, OMS, and back office.
- Ability to read data analytically.
- Participation in interaction with internal and/or external auditors during the inspection.
- Must have excellent writing and speaking abilities.
- Must have at least five years of experience in the security industry.
- A qualified CA with at least 7 to 10 years of experience who has led teams with at least 4-5 members in the past.
If you fit the above description, we would love to connect with you! APPLY NOW
A basic requirement but one that many forget: Make sure you go through our website, download our app and give us feedback!
Upstox is an Equal Opportunity Employer; all qualified applicants will receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, veteran status, or other characteristics.
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Job Detail
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Job IdJD3076591
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationMumbai, Maharashtra, India
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EducationNot mentioned
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ExperienceYear