Job Description

Senior Specialist - Regulatory Reporting (US/UK/Europe Based Regulations)

- Working knowledge on regulations - US based regulations, CFTC, FINRA, SEC - can also look for UK Regulations like EMIR, MIFID/ Asian regulations like Singapore-MAS, HKMA, APRA/ Reserve Bank of Australia (RBA), the Australian Prudential Regulation Authority (APRA), the Australian Securities and Investments Commission (ASIC)

- Deliverables - reporting, solving regulatory reporting issues

- Don\'t want static data profiles or reference data

- Extend the regulations to Europe - MIFID, EMIR - working knowledge

- Asian regulations - Singapore MAS, HKME, APRA, experience - Report submission, exception solving, techno - operational

- Data handling - excel, VBA, Macro writing, Advance excel formulas, MS Access, QlikView, tableau

- Non Financial Regulatory Reporting - happens for trade reporting, buying shares, equities, does not impact or influence on your balance sheet, European reporting - trades in Europe - need to report on the same day to the regulators, equity, FX, options, derivatives

- Experience in change management - Agile methodology

- Banking background only

- Budget: upto 20 LPA

- Location - Hyderabad

About the Role :

This role supports the oversight and control of Non-Financial Regulatory Reporting (NFRR) by importing, maintaining, analyzing, and reporting data for assigned areas of Non-Financial Regulatory Reporting (NFRR) using multiple databases and business intelligence tools. For assigned areas of NFRR, this analyst will prepare and distribute daily monitoring reports, research problems and requirements, track resolutions, maintain Confluence sites describing the program, and use JIRA to track and report program activities and results.

Responsibilities to include:

- Downloading and consolidating data from capital markets clearing organizations for reporting in a variety of tools, including Excel, Clik View, and Tableau.

- Monitoring performance of non-financial regulatory reporting through data analysis and reconcilements.

- Working with Middle Office teams to understand and correct errors and late reporting.

- Identifying opportunities to improve productivity in the data management and reporting processes.

- Collaborating with partners in Technology and Middle Office in identifying, assessing, escalating and resolving problems.

- Testing of technology changes affecting systems instrumental in assigned areas of NFRR.

- Reviewing and understanding of relevant regulatory technical standards, rules, and regulations.

- Creating and maintaining review and testing templates for multiple kinds of NFRR based on policy and regulatory requirements.

- Conducting analysis as part of an intake process for new NFRR that come into scope for the team.

- Presenting and maintaining program information and reporting in Confluence and Jira.

- Outreach and collaboration with other NFRR Analysts and support partners in Compliance and Technology to maintain program information.

- Assignment, scheduling, tracking, and reporting of the program control activities and projects.

- Working with others to build and test new reporting and controls.

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