Senior Manager Risk & Compliance
Job Description
With a startup spirit and 90,000+ curious and courageous minds, we have the expertise to go deep with the world’s biggest brands—and we have fun doing it. Now, we are calling all you rule-breakers and risk-takers who see the world differently and are bold enough to reinvent it. Come, transform with us.
Transformation happens here, come be part of our exciting journey!
Are you looking for?
Inviting applications for the role of Senior Manager- Risk and Compliance!
The operations compliance team is committed to building a strong risk culture, maintain and monitor a system of robust controls and provide guidance and clear direction on key risk principles to enable internal business partners as a business achieve a consistent balance between its business goals and risk. The team is responsible for maintaining supervision over 1st Line of Defense (operational and functional teams) to drive compliance to contract with respect to operational and contract controls specified by the contract. The incumbent will be responsible to develop/implement and supervise an operational risk management framework including QA standards to comply with enterprise-wide policies and standards.
The operations compliance team conducts risk assessment & analysis, monitors and tests controls, manages the issue management process, and supports delivery functions for their audit & regulatory exams, Internal controls, Delivery function engagement and Issues management including Audit and Regulatory exam support are the 3 primary roles within the Compliance function.
Overview of Role:
This role reports into the North America Banking Compliance Lead supporting the Banking and Financial Services (BFS). Primary responsibility will be to work closely with the Business Leaders to assess the soundness of the control environment. Role includes understanding the operational risk within the business, providing related risk assessment, and acting as an advisor to the business on risk issues. The position will also be responsible to review and evaluate the effectiveness and efficiency of the systems and processes, reliability of reporting, compliance with Contracts, policies and procedures, applicable laws, and regulations. The individual needs to design and execute plans to strengthen internal controls, enhance assurance thereby reducing operational risk.
This position will require working closely with NAM Global Compliance Banking Lead and Functional Leads to ensure adherence to Contract and Operational Compliance standards.
Responsibilities:
Enabling strong operational risk management – Identify, escalate & debate risks across business units.
Develop, review, maintenance, and monitoring of Business Process Risk Control inventory.
Enabling business to identify and monitor Key Risk & Control indicators with established triggers and limits.
Create and maintain test scripts for testing the performance of business controls for compliance evaluation.
Periodic testing of key controls for critical functions, and supporting gap remediation as needed
Support delivery teams on Issues management and Audit management
Supporting day to day relationship management and communications with business partners at various levels of the organization, as well as other Enterprise Control Functions.
Success Criteria:
Internal and External Audit Outcomes
Delivery on annual performance objectives
Formal feedback and evaluation from Senior Compliance Manager and key business partners
Required Job Skills and Experience: Risk Sensitive: Ability to identify and evaluate potential risks and appropriately identify and engage stakeholders for discussion, escalation, and resolution. Strong analysis and fact-based decision making. Expected to look beyond the issue at hand and raise questions. Strong Project Management skills – planning, execution, monitoring progress Communication: Proven ability to communicate complex information in simple terms (oral and written). Influence horizontally and vertically across the organization and diverse audiences. Will work both independently and as part of a team and be expected to develop relationships with other groups. Strong interpersonal skills and the ability to work closely with all members of the senior management team, as well as staff, internal auditors, operational risk, global compliance, and other control partners. Self-Directed: Ability to prioritize work activity to maximize performance against agreed targets. Relevant years of experience in internal audit and/or risk management Exposure to drafting/modifying contract documents with command over basic principles of documentation Exposure to banking business processes with focus on Finance & Reconciliation, Banking Operations Strong understanding of concepts related to risk & control, governance, and prior Operational Risk Management and/or Internal Audit experience. Sound knowledge of Microsoft Office applications – PowerPoint, Excel and Word and ability to work on these without any support.
Qualification we seek in you!
Preferred Qualifications
Certified Internal Auditor (CIA)
Tertiary qualifications in law, commerce, or other relevant business discipline
Compliance experience in outsourced business is preferable.
Demonstrated background in influencing key internal decision-makers to achieve desired outcomes
Genpact is an Equal Opportunity Employer and considers applicants for all positions without regard to race, color, religion or belief, sex, age, national origin, citizenship status, marital status, military/veteran status, genetic information, sexual orientation, gender identity, physical or mental disability or any other characteristic protected by applicable laws. Genpact is committed to creating a dynamic work environment that values diversity and inclusion, respect and integrity, customer focus, and innovation. For more information, visit www.genpact.com. Follow us on Twitter, Facebook, LinkedIn, and YouTube.
JobSenior Manager Primary LocationIndia-Gurugram Education LevelBachelor's / Graduation / Equivalent Job PostingSep 8, 2022, 1:57:36 AM Unposting DateOngoing Master Skills ListDomain Job CategoryFull Time
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Job Detail
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Job IdJD2905457
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationGurgaon, Haryana, India
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EducationNot mentioned
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ExperienceYear