Senior Compliance Manager Compliance Testing
Year Mumbai, Maharashtra, India
Job Description
Role/Job Title: \'Senior Compliance Manager-Compliance Testing
Function/ Department: Compliance
Place of work: Mumbai
Job Purpose:
The role entails the responsibility to support in completion of testing in line with the approved plan and the other reviews as required by the extant regulations.
Roles & Responsibilities:
- Preparation of Annual Compliance Testing Plan
- Carry out Compliance Testing for underlying functions as per the Annual Compliance Testing Plan
- Carry out a review for new products launched by the Bank on completion of 6 months of launch
- Carry out the testing of assigned branches
- Prepare draft observations and discuss with the concerned stakeholders and obtain Management Responses
- Track open observation points till closure
- Maintaining MIS of open observations tracker along with ageing and due dates
- Support in preparation of MIS for presentation in various Committees
- Any other work incidental to the role
Post Graduate with 5+ years of work experience
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Job Detail
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Job IdJD3151672
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationMumbai, Maharashtra, India
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EducationNot mentioned
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ExperienceYear