Job Description

We are hiring for our International Financial Services Client

Role: Senior Compliance Analyst

Exp: 6 -13 Years

Budget 20 LPA fixed.

Location : Chennai

US Shifts: 6:30 pm- 3:30 am

Mandatory Skills: Control testing, Risk and Compliance, Internal audit.

Control testing experience is mandate

Notice:0-60 Days.

Role: Risk Management & Compliance - Other

Industry Type: Investment Banking / Venture Capital / Private Equity

Department: Risk Management & Compliance

Employment Type: Full Time, Permanent

Role Category: Risk Management & Compliance - Other

In this role, you will:

- Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements

- Oversee the Front Line\'s execution and challenges appropriately on compliance related decisions

- Hands experience in testing scripts, creation of documentation on test scripts.

- Provide oversight and monitoring of risk-based compliance programs

- Develop and oversee standards

- Provide subject matter expertise with comprehensive knowledge of business and functional area

- Provide compliance risk expertise and consulting for projects and initiatives with moderate risk for a business line or functional area

- Monitor reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management

- Provide direction to the business on developing corrective action plans and effectively managing regulatory change

- Provide compliance risk expertise

- Consult for projects and initiatives with moderate risk for a business line

- Identify and recommend opportunities for process improvement and risk control development

- Provide direction to the business on developing corrective action plans and effectively managing regulatory change

- Report findings and make recommendations to management appropriate committees

- Interpret policies, procedures, and compliance requirements

- Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals

- Work with complex business units, rules and regulations on moderate risk compliance matters

- Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements

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