Job Description

Security Law Officer About Company: Rockelis Unity is an End-to-End SPV Administration Platform, proprietarily developed and created in-house. Our company was established in 2022 by Founder & Managing Director, Shankar Boddu. With a focus on transparency, trust, and customer service, our powerful software portal allows fund managers to greatly increase their productivity to achieve their financial targets Responsibilities:

• Securities attorneys represent clients with respect to stocks, mutual funds, bonds, and other financial instruments. This work is primarily divided into three broad areas\xe2\x80\x94transactional practice, regulatory practice, and litigation.

Transactions:

• Transactional work entails managing the legal technicalities of initial public offerings, secondary offerings, mergers and acquisitions, and private sale of securities. Issuances of stock or other securities are used to finance business throughout the globe. Transactional attorneys facilitate these operations on behalf of their clients, ranging from large corporations to individual investors. Securities attorneys often work closely with tax specialists in structuring these transactions.

Regulations:

• Attorneys specializing in regulatory work enable companies, and certain individuals, to disclose the appropriate information in a timely manner.
• These regulations are enforced by not only the SEC but also other regulatory agencies, including the Office of the Comptroller of the Currency, National Association of Securities Dealers, New York Stock Exchange, and NASDAQ. Securities attorneys frequently rely on paralegals to aid in filing the copious paperwork involved in regulatory work.

Litigation:

• Securities litigators work in both civil and criminal arenas, as they litigate civil suits as well as civil or criminal enforcement actions. For example, securities attorneys may represent a corporation\'s shareholders in a securities fraud lawsuit against the corporation\'s officers and directors, or they may assist clients in matters involving the breach of SEC regulations.

Desired Qualifications

• Security Law Officers with 5-8 years of experience specifically in private equity venture security laws shall also be able to supervise team and meet all day today compliances both at state and federal level.
• In depth understanding of US securities laws is mandatory. Candidates well versed with SEC, EDGAR, EFD etc. regulatory bodies working will be preferred.
• Mandatory qualifications: The candidate must be qualified to practice under all the states of the US and shall be eligible to do all filings at states and federal level.
• Any specialized degree/diploma in the current position will be given preference.
• In-depth knowledge of financial regulations and accounting processes.
• Outstanding analytical and time management skills.
• Strong attention to detail.
• Background in finance or accounting is also crucial in a securities attorney\xe2\x80\x99s development.
• In addition to having excellent writing skills, securities attorneys must be able to read and understand financial data.

Job Type: Full-time Schedule:

• Night shift