Job Description

Roles and Responsibilities Key responsibilities

Develop and maintain regulatory policies and procedures under the Compliance Program,
including review mechanisms to ensure its continuous effectiveness in ensuring all
applicable compliances by the company
Collaborate with cross functional teams to facilitate implementation of compliance
requirements at all levels/processes of the organization and to direct compliance issues to
existing channels for resolution.
Ensure compliance with the statutory requirements and regulations prescribed by SEBI, RBI
and IRDA and all other applicable legislation.
Experience of handling governance and compliance activities in the Banking and Financial
Service Related Industry.
Periodically conducting audit and inspections, by conducting sufficient and representative
compliance testing.
Develop and disseminate Compliance and risk trainings and ongoing communications that
help drive Company's culture of compliance.
Maintaining a risk assessment framework for products, services and client’s portfolio
Makes sure policies and procedures are in line with RBI & NBFC rules and regulations
associated with consumer lending and customer deposits.
Expert to provide pragmatic compliance solutions for monitoring the Fintech setup
Detailed understanding of Fraud / risks to identify suspected fraud and mitigating controls
Desired Profile - Expertise in Financial Services & NBFC with experience in similar role
Experience - Minimum 6 years of experience

Role:Risk Management & Compliance - Other Salary: Not Disclosed by Recruiter Industry:NBFC Functional Area:Risk Management & Compliance Role Category:Risk Management & Compliance - Other Employment Type:Full Time, Permanent
Key Skills
nbfccompliance
rbisebi
Skills highlighted with ‘‘ are preferred keyskills
Education PG:Any Postgraduate

Company Profile

HiREarchy
"Our client is a leading full service investment bank offering a wide range of financial services and wealth management solutions to institutions, corporations, high–net worth individuals and families. The firm has rapidly expanded its footprint to over 350 locations across India with international presence in Dubai , Hong Kong & New York."
Company Info

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Contact Details

Contact Company:HiREarchy