Non Fraud UEs Investigation and Closure
Review of PSV reports conducted by RCU - RPMs and negative findings of Flash Visits/branches for EWS
Investigation on EWS sent by the Central RCU HO Function
Review of RCU - RPMs
Periodic review with AMs/RBMs on findings and red alert branches
Adherence to calendar of flash visits and PSVs of RCU -RPMs
RL control report reverts, transaction monitoring alerts, AML Alerts - Review of Quality of Responses
Branch Visit - once a year or as per EWS on branch - 2 day visit
Responses to RL Control Reports assigned to the RCU - RRM
Supervision of Account Opening sampling of data for RCU
Liaison with legal & other govt. enforcement agencies, as and when required
The measurable will be -
Closure & Quality of PSVs of RCU-RPMs
Concurrent Audit Observations and IAD Audit Ratings
AML alerts and RL Control Report reverts
Continuous Monitoring outcome
Effectiveness of control in the branches in terms of tracking control items - especially Suspense Account Monitoring
Operations and Process Control Scorecard
Number of Unusual Events coming out of the branches and their closures
Non Fraud UEs Investigation and Closure
Review of PSV reports conducted by RCU - RPMs and negative findings of Flash Visits/branches for EWS
Investigation on EWS sent by the Central RCU HO Function
Review of RCU - RPMs
Periodic review with AMs/RBMs on findings and red alert branches
Adherence to calendar of flash visits and PSVs of RCU -RPMs
RL control report reverts, transaction monitoring alerts, AML Alerts - Review of Quality of Responses
Branch Visit - once a year or as per EWS on branch - 2 day visit
Responses to RL Control Reports assigned to the RCU - RRM
Supervision of Account Opening sampling of data for RCU
* Liaison with legal & other govt. enforcement agencies, as and when required
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