Protiviti Compliance Officer (3 5 Yrs)
Job Description
Position: Compliance Officer
Location: Mumbai
We are on the lookout for a dynamic and experienced Compliance Officer to join our team! As a key player in ensuring compliance with SEBI MF/PMS/AIF laws, this role offers an excellent opportunity for individuals with a minimum of 3 years in compliance, particularly in vetting and approving marketing materials.
Key Responsibilities:
- Review and approve marketing materials/product promotion materials independently.
- Compile reports for regulatory submissions to authorities such as RBI, SEBI, AMFI, AMC/Trustees.
- Draft Scheme Information Documents and ensure timely approval from SEBI.
- Stay updated on SEBI regulations related to Mutual Funds, PMS, and AIF.
Skills & Qualifications:
- BCOM/CS/LLB
- Good knowledge of SEBI regulations
- Strong drafting and interpretational skills
- Minimum 3 years in compliance
What We Offer:
- Exciting work environment
- Opportunities for professional growth
- Collaborative team culture
If you are a confident professional with excellent conversational skills, and the ability to deliver within specified time frames, we want to hear from you!
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Job Detail
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Job IdJD3224193
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationMumbai, Maharashtra, India
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EducationNot mentioned
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ExperienceYear