Job Description

Role Responsibilities:xefx82xb7 Ensure the firm complies with all SEBI, stock exchange, and other regulatory requirements.xefx82xb7 Prepare and submit periodic reports to regulatory authorities and exchanges.xefx82xb7 Stay updated on changes in regulations and implement necessary modifications to internal policies and procedures.xefx82xb7 Monitor trading activities to identify and report unusual or non-compliant transactions.xefx82xb7 Conduct periodic audits to assess compliance with policies, procedures, and regulatory standards.xefx82xb7 Oversee KYC (Know Your Customer) and AML (Anti-Money Laundering) processes to ensure accuracy and adherence.xefx82xb7 Assist in drafting and updating internal compliance policies, procedures, and manuals.xefx82xb7 Train employees on compliance requirements and industry regulations.xefx82xb7 Coordinate with different departments to enforce compliance standards.xefx82xb7 Investigate and report compliance breaches or violations to the appropriate authorities.xefx82xb7 Provide support during regulatory audits and inspections.xefx82xb7 Maintain records of incidents, actions taken, and their resolutions.xefx82xb7 Identify compliance risks and recommend mitigation strategies.xefx82xb7 Ensure robust controls are in place for sensitive areas like client data protection and insider trading.xefx82xb7 Support senior management in making informed compliance-related decisions.Role Requirements:xefx82xb7 A high school diploma or equivalent is required; a degree in hospitality, business administration, or a related field ispreferred.xefx82xb7 2+ years of experience in a similar role is preferred.xefx82xb7 Excellent verbal and written communication skills.xefx82xb7 Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint).xefx82xb7 Ability to multitask and work efficiently under pressure.xefx82xb7 Strong organizational and problem-solving skills.xefx82xb7 Professional appearance and demeanor.

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