Job Description

Company Description UBI Services Ltd (UBISL) is a subsidiary of Union Bank of India, incorporated in the year 1999 as a primary dealer in government securities and treasury bills. The company is presently engaged in institutional broking activity, trading/investment in various debt securities, mutual fund distribution and distribution of various loan products viz Home Loan, Vehical Loan, MSME Loans etc. UBISL is expanding its business and will provide doorstep service to prospective clients seeking housing/vehicle loans as a distribution arm of Union Bank of India. The company provides end-to-end solutions for individuals seeking financial products and services. Role Description This is a full-time on-site role for a Head of Compliance. The Head of Compliance will oversee the company\'s compliance management program, ensure regulatory compliance, and lead legal compliance efforts. The Head of Compliance will work closely with senior leadership to identify and mitigate risks associated with non-compliance. Qualifications Compliance Management, Regulatory Compliance, and Legal Compliance skills Experience in interpreting and applying regulations Analytical skills with the ability to identify and mitigate risks Excellent written and verbal communication skills Bachelor\'s degree in Business Administration, Banking, Finance, or a related field Experience in the financial services industry or a related field is a plus Relevant certifications, such as Certified Regulatory Compliance Manager (CRCM) or Certified Anti-Money Laundering Specialist (CAMS), would also be beneficial.

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