Job Description

In this role, you will:

Engage with clients directly or indirectly through relationship managers to support meeting policies or regulatory requirements and focus on client satisfaction
Conduct comprehensive research and background investigations on transactions, individuals, entities, organizations or locations to identify and mitigate risks through documenting findings
Review basic issues, policies or procedures for which answers can be quickly obtained related to lower risk tasks and deliverables with narrower impact
Run periodic due diligence reporting supporting processes reflective of the current business environment
Gather and input data utilizing resources to identify documentation required to meet policy or regulatory requirements
Receive direction from supervisor and exercise judgment while developing understanding of function, policies, procedures, and compliance requirements
Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals

Essential Qualifications
3 - 5 years of experience in one or a combination of the following
Familiarity with and working knowledge of BSA/AML programs including all aspects of KYC and / or other related risk and regulatory disciplines.
Bachelors degree in business, finance or economics.

Desired Qualifications
Knowledge and a broad background in Commercial Banking and in Corporate and Investment Banking.
Experience in operational risk management processes and/or compliance and / or audit and / or regulatory programs with KYC duties.
On-boarding/periodic review KYC customer processing or financial crimes investigations experience strongly preferred.
Thorough understanding of CIP/CDD/EDD requirements.
WF AML/Sanctions credential, ACAMS, CFE or CRCM designation.
Strong analytical skills.
Excellent communication and relationship/partnership building skills.
Proficiency in Office Suite (Excel, Word, PowerPoint, Outlook) and SharePoint.
Education: Any Graduate
Industry: Financial Services/Stockbroking, Banking

Skills Required