Job Description

Position: Compliance Officer Qualification: B.com, M.com Location: Mumbai Salary: 20k-40k per month Immediate Joiners Preffered! Responsibilities for Compliance Officer:

• Need compliance officer for Mumbai office. Should be able to understand and reply to queries by SEBI and NSE and BSE

• Mastermind compliance policies and protocols on behalf of the organization
• Develop and implement a compliance program to ensure the organization operates in accordance with state and federal laws
• Determine compliance metrics and establish a system for tracking them
• Sign off on any marketing and advertising collateral to ensure it is compliance
• Remain up to date on federal and state laws related to the organization and update policies accordingly
• Perform compliance audits to determine whether establish protocols are being followed and where they can be improved
• Maintain up to date written documentation and policies related to the organization\'s business activities
• Create compliance resource library for staff members to reference when they have questions

Qualifications for Compliance Officer:

• 2+ years prior experience in risk management or compliance roles
• Must have, or be willing to obtain, a compliance certification
• Superior attention to detail in order to identify and correct risky practices
• Must be a strong communicator and capable of expressing oneself clearly both speaking and in writing
• Possess a collaborative personality and be open to suggestions from team members
• Exemplify strong knowledge of industry protocols and best practices
• Excellent analytical skills and ability to accurately interpret complex documents and policies
• Strong time management and organizational skills and able to meet deadlines
• Should have a strong moral code and sense of ethics

Job Types: Full-time, Regular / Permanent Salary: 920,000.00 - 935,000.00 per month Benefits:

• Flexible schedule

Schedule:

• Day shift
• Flexible shift

COVID-19 considerations:
yes Experience:

• total work: 1 year (Preferred)