Compliance Officer
Year Ahmedabad, Gujarat, India
Job Description
Position:Compliance Officer
Location:Ahmedabad
Experience:7 - 10 Years
Industries:Investment
Responsibilities:
- Ensure compliances with respect to SEBI Guidelines pertaining to SAST, AIF including disclosures and FEMA compliances.
Liaising with legal advisers / consultants and appropriately responding to summons and notices issued by the Regulators and appearing in hearings wherever required to resolve queries raised by stock exchange / SEBI.
Carrying out periodic reviews to ensure legal compliances of trading membership (like exchange compliances, SEBI compliances, Companies Act)
Developing and overseeing the systems that ensure the entity complies with all applicable regulations, in addition to its legal and statutory requirements. * Vetting of regular business agreement to be executed by the organization.
- Assisting in the exchange related compliances as applicable to a SEBI Registered Stockbroker, depository participant.
- Assisting the team in organizing, preparing agenda for and recording minutes of board meetings and general meetings.
- Leading M&A transactions from legal perspective like drafting or reviewing share purchase agreements, shareholders agreements, business purchase agreements, continuous review of compliances by portfolio companies and assisting them wherever required.
- Logical thinking.
- Organizing.
- Good in communication.
- Strong Analytical & Quantitative Skills
- Experience in conflict resolution, disciplinary processes, and workplace investigations.
- Ability to build and maintain positive relationships with colleagues.
Salary :- Upto 20.00 LPA
If you are interested for this opening please send updated resume or revert on same mail with following details.
Total No. of Years Experience :-
Current CTC :-
Expected CTC :-
Notice Period :-
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Job Detail
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Job IdJD3235437
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationAhmedabad, Gujarat, India
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EducationNot mentioned
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ExperienceYear