Compliance Manager

Year    Mumbai, Maharashtra, India

Job Description

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Roles and Responsibilities

  • Regulatory updates and implementation- Review regulatory updates and regular tracking and implementation of any regulatory requirements and any other compliance matters.
  • Advisory role with respect to processes- Providing advisories to stakeholder on various regulatory aspects. Engage with partners and stakeholders to enable compliance related onboarding and servicing processes.
  • Agreement review- Review intermediary and service partner agreements.
  • Regulatory Monitoring and reporting- Ensuring monitoring and risk mitigation along with timely analysis and regulatory reporting. Relook at existing processes and evaluate/implement automation to reduce people dependency and errors. Ensure record keeping of Compliance departmental records in line with regulatory requirements.
  • Regulatory engagement- Engaging with regulators through representations, draft responses and notes on various compliance matters.
  • Management engagement- Engaging with management on certain requirements and escalations, preparing presentations etc.

Desired Candidate Profile


CA, CS or LLB with 3-4 years of experience in IRDA compliance.



Role: Risk Management & Compliance - Other

Salary: Not Disclosed by Recruiter

Industry: Insurance

Functional Area Risk Management & Compliance

Role Category Risk Management & Compliance - Other

Employment Type: Full Time, Permanent

Key Skills
IRDA compliance
Cs llb regulatory reporting regulatory requirements Skills highlighted with \xe2\x80\x98\xe2\x80\x98 are preferred keyskills

Education

UG: Any Graduate,LLB in Any Specialization

PG: CS in Any Specialization,CA in Any Specialization

Company Profile

Topgear Consultants

Leading BFSI company

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Job Detail

  • Job Id
    JD3036132
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Mumbai, Maharashtra, India
  • Education
    Not mentioned
  • Experience
    Year