Job Description

Job Title Compliance Manager Reporting To Location Anand Apply Link https://hr-1.in/Home/go?path=3bd14c Job Summary We are looking for a diligent and professional compliance manager to join our dynamic compliance department. You will be responsible for ensuring our business operations and procedures comply with legal regulations and internal policies. Roles & Responsibilities ? Develop and implement company policies and regulations. ? Oversee all business operations relating to compliance including policies, investments, and procedures. ? Design and monitor control systems to deal with violations of legal rules and internal policies. ? Regularly assess the efficiency of control systems and recommend effective improvements. ? Review and evaluate company procedures and reports to identify hidden risks or common issues. ? Coordinate with different department managers to review all departmental compliance policies. ? Perform periodic audits on company procedures and processes. ? Lead employee training sessions on legal and compliance issues. ? Supervise compliance officers and team. Candidate Profile and Skill Requirement Registered Office
Opp. People's Bank Park, Sardargunj Road, Anand 388 001 (Guj) INDIA.? Bachelor's degree in law, finance, business management or a related field? 3 - 5 years' proven experience in a compliance officer role.? Good knowledge of legal requirements and procedures.? Brilliant oral and written communication skills.? Highly-analytical with strong attention to detail.About JK Securities JK Securities pioneered the simple concept of providing individuals with the facility to trade offline. This revolution has given the company the first-mover advantage in offline trading in the area. As a creative innovator,JK Securities uses advanced technology in offline & online trading to meet client requirements such as customized online trading platforms and many other services.Over the years, JK has evolved from a standalone brokerage firm to a one-stop solution for all financial services.With a wide distribution network of 12 branches and 56 business associates in the state of Gujarat &Maharashtra, JK provides a comprehensive gamut of financial services in the Institutional & Retail domain.JK also has a dedicated NRI desk to cater to the needs of NRIs. Today JK has evolved into a well-diversified financial services firm offering a range of financial products and services such as Retail Broking and Distribution,Commodity Broking, Currency Broking, Online Trading, Securities Lending & Borrowings, MFSS, DepositoryServices, Portfolio Advisory Services, Mutual Funds, Initial Public Offerings, New Pension Scheme, CorporateFixed Deposits, Bonds, e-Insurance, TIN services, and many other services.The organization's culture shares values such as Being People First, Honest & Highly Committed. We hold integrity and trust as the central value guiding our behaviors. Over the years the company has become a "Symbol of Trust" in the Financial Management community in Gujarat. This has been our core value for building the loyal customer base and workforce we have today.Social Media Links ? https://www.jksecurities.com ? https://www.linkedin.com/in/jksecurities ? https://www.facebook.com/JKSecuritiesPvtLtd ? https://twitter.com/JKSecurities1 Registered Office
Opp. People's Bank Park, Sardargunj Road, Anand 388 001 (Guj) INDIA.? https://www.instagram.com/jk_securitiesRegistered Office
Opp. People's Bank Park, Sardargunj Road, Anand 388 001 (Guj) INDIA.Job Type: Full-timeBenefits:

• Provident Fund

Schedule:

• Day shift

Supplemental pay types:

• Yearly bonus

Ability to commute/relocate:

• Near Sardar Gunj, Anand - 388001, Gujarat: Reliably commute or planning to relocate before starting work (Required)

Experience:

• total work: 1 year (Preferred)

Speak with the employer
+91 9327922249