Compliance Manager

Year India, India

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Experience: 2 - 4 Years Qualification: CS Passed Roles & Responsibilities

Assist in developing and implementing compliance policies and procedures in line with applicable laws and regulations.
Participate in compliance audits, assessments, and risk evaluations to identify potential areas of compliance vulnerability.
Monitor changes RBI regulations and others relevant to the Company.
Support in investigating compliance violations or issues and recommend corrective actions to prevent future occurrences.
Collaborate with internal and external stakeholders to ensure timely and accurate reporting of compliance matters.
Review and Monitoring of RBI filings and periodic returns. Financials, Web-site and Notice board disclosures. Monthly Cash Transaction (CTRs), Special Mention Account (SMA \xe2\x80\x93 2) and CRILIC monitoring and regulatory filings.
Drafting, Review and Advisory for various Polices and obtaining Board approvals on continuous basis.
RBI Inspection - End to end management incl. RBI liasoning, obtaining data from various business, review of the data before submission, drafting of response related Inspection observations, Board notes, etc.
Special projects related to Regulatory approvals, M&As, Due Diligence, Listing, Governance and sensitive matters.

Interested candidates who meet the requirements can share their CV on careers@auxilo.com

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