Job Description

Job Summary The Compliance and Operational Risk (CCOR) Audit team manages a program of coverage over the 2nd Line of Defense, Compliance and Operational Risk Management organization including coverage of Risk Assessment, Monitoring and Testing, Quantification of Operational Risk Capital and Loss Forecasting, Surveillance Program, etc. This Vice President \' Senior Auditor position is based in Mumbai, India as part of the Global Compliance and Operational Riskaudit team. It provides an opportunity to gain an understanding of the JPMC\'scompliance and operationalrisk management organization, risk management practices, management reporting and external/regulatory reporting. Job responsibilities As part of the Compliance and Operational Risk Audit Team you will beresponsible for assessing the adequacy and effectiveness of the control environment relevant to operational risk which broadly includes Operational risk, Principal risk, Reputation risk, Climate and Environment Risks etc. The key responsibilities will include: Lead and participate on audit engagements from planning to reporting and produce high quality deliverables meeting with both department and professional standards while ensuring audits are completed timely and within budget. Work closely with global audit colleagues in the early identification of emerging control issues, reporting them timely to stakeholders, provide an overall opinion on the control environment and identify opportunities for improvement in the design and/or effectiveness of key controls. Conducting risk assessment, audit planning, testing, control evaluation, report drafting, follow-up and verification of issue closure and partner with stakeholders, business management, other control groups (i.e. risk management, compliance, control management), external auditors and regulators, as needed, establishing strong working relationships while maintaining independence. Implement and execute an effective program of continuous auditing/monitoring for assigned areas, including monitoring of key metrics to identify control issues and adverse trends. Effectively manage teams where required, performing timely review of work performed and providing honest and constructive feedback. Stay up to date with evolving accounting, regulatory and market developments, explore ways to drive efficiency with existing technical infrastructure through automation, establish a culture that encourages integrity, respect, excellence and innovation. Required Qualifications: 10+ years of internal or external auditing experience, or relevant business experience Chartered Accountant (CA), Certified Internal Auditor (CIA) and/or Advanced Degree in Finance or Accounting is preferred (attainment of a specified professional certification will be required within the 24 months of hire date per department policy, if not already there) Exposure to Operational Risk Management, Operational risk capital, Stress testing, Internal Capital Adequacy Assessment Program (ICAAP), Reputational risk, Principal risk etc. would be required. Good understanding of internal control concepts with the ability to evaluate and determine the adequacy of controls by considering business and technology risks in an integrated manner Excellent verbal and written communication skills with ability to present complex and sensitive issues to stakeholders Strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness Understanding of Regulatory reporting (Comprehensive Capital Analysis and Review ) process is a plus

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