Job Description

Role Description The newly created Senior Control Management Specialist role will be part of Chief Control Executive organization will execute quality assurance (QA) activities for Operational Risk Key Risk Indicator (OR KRI) program as well as other areas in operational risk management life cycle. This individual will ensure that QA activities are executed in accordance with the appropriate frameworks and to ensure that significant and emerging risks are captured as they arise. Role Responsibilities The Senior Control Management Specialist, Quality Assurance will be responsible for: Performing OR KRI QA assessments in an effective and timely manner Documenting QA work activity in accordance with established procedures, team standards and best practices that are transparent to an independent third party Identification and communication QA findings to the Frontline (Business Group / Enterprise Functions) team for feedback and/or confirmation Identifying opportunities to enhance OR KRI QA process and procedure, to include identification of learning opportunities and content based on QA trends Identifying opportunities to enhance OR KRI program basis QA outcomes Building and sustaining a strong risk culture that identifies and provides oversight and escalation of existing and emerging compliance and operational risk issues Effectively track frontline remediations on QA findings Publishing QA Reports in a timely manner Effectively creating, developing, and enhancing of QA procedures, workplans, reports and QA workbooks etc. Supporting any incremental activities and initiatives and working independently on QA and program activities Effectively supporting QA program related change management activities Exihibiting sound communication (written, oral etc.) and technical skills (Word, Excel, and Power Point) Required Experience 6+ years of experience in risk management (includes compliance, financial crimes, operational risk, audit, legal, credit risk, market risk, IT systems security, business process management) or 6+ years of financial services industry experience, of which 3+ years must include direct experience in risk management demonstrated through work or military experience Desired Experience Expertise in risk assessment, control evaluation testing and/or QC/QA methodologies and techniques, including process and standards development, execution, and reporting. Strong presentation skills Experience in automation / advanced excel / reporting will be an advantage Experience in data automation along with advanced excel and report generation skills Risk management experience with demonstrated leadership skills and ability to drive improvements. Critical thinking and problem-solving skills, coupled with an ability to translate ambiguous ideas/issues into well-defined plans/solutions with a track-record for delivering results Experience working in a matrixed environment and the ability to effectively manage and build relationships Ethical integrity and demonstrated ability to identify risks and confidently raise issues, escalate early, and engage in constructive challenge, doing so independently when necessary Strong listening and communications skills (both written and oral) with the ability to convey complex information and ideas, including complex data sets, both simply and clearly BS/BA degree or higher We Value Diversity At Wells Fargo, we believe in diversity, equity and inclusion in the workplace accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law. Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit\'s risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted in US:All qualified applicants will receive consideration for employment without regard to race, color, religion, age, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process. Drug and Alcohol Policy Wells Fargo maintains a drug free workplace. Please see our to learn more.

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