Job Description

JOB DESCRIPTION
Join the team and be part of leading our focus on managing risk across our Client Onboarding for one of the World\xe2\x80\x99s most innovative Private Banks. You will be part of an establishing market leading function to help manage the regulatory risks involved in onboarding clients with special attention to meeting the regulatory Anti-Money Laundering (AML) and Know Your Client (KYC) requirements. As the Risk and Assurance Associate you will partner with Compliance, Internal Audit, Regulators, and senior management to help design, build and implement an appropriate quality assurance, risk, and control infrastructure for the business. The successful candidate will have strong stakeholder management and ability to influence as well as a deep understanding of Regulatory and Audit environment in Financial Services. The candidate will also be able to work in a team environment and prioritise their focus while adapting to rapidly changing business priorities. Job Responsibilities

• Provide expertise across a range of specialist areas including AML/KYC, Regulatory engagement, Audits and Exams and Issue management.
• Engage with key business stakeholders, Regional COOs, Legal, Compliance, Control Management, Business Management, Product & Platform and Technology on fulfilling responsibilities of the risk team in EMEA.
• Proactive management of the testing cycle, validate test strategies, assess business risks and work with Regional Leads and teams to ensure adequate detective and preventative controls are in place to mitigate risk.
• Ownership of and proactive management of Action Plans including opening of plans, analysis of solutions, plan proposal, oversight of plan tasks, validation, manage chain of approvals and closure.
• Support a robust Audit management approach including proactive risk identification and information gathering and analysis.
• Preparation of substantive written responses to audit, regulatory requests and examination reports as it relates to the control environment, as necessary.
• Act as a subject matter expert on procedural matters, and be the funnel for communication with the global teams on document related matters to ensure that the global repository reflects the most up-to-date and accurate documents.

Required qualifications, capabilities and skills: Candidate with 6-10 years of experience in the following areas:

• Experience of regulatory, audit, assurance and financial crime management in complex financial enterprises
• Extensive experience in leading projects or initiatives with senior stakeholders and global stakeholders
• Proven track record of leading projects or initiatives with senior stakeholders and global stakeholders
• Exceptional interpersonal skills, with the ability to successfully engage a broad range of individuals across various business segments and key support functions, to achieve goals without direct control over resources
• Bachelor\'s Degree or higher in Business or related studies

ABOUT US

JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world\xe2\x80\x99s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. In accordance with applicable law, we make reasonable accommodations for applicants\xe2\x80\x99 and employees\xe2\x80\x99 religious practices and beliefs, as well as any mental health or physical disability needs.


ABOUT THE TEAM

J.P. Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more intentional approach to their wealth or finances to better define, focus and realize their goals.