Chief Compliance Officer | Fast Growing NBFC
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Client Details: Leading Non-Banking Financial Company (NBFC) based in the Delhi-NCR region primarily focused on unsecured lending.
Description:
1. Compliance Strategy: Develop and implement a comprehensive compliance strategy aligned with the company\'s goals and objectives, taking into consideration regulatory changes and industry best practices.
2. Regulatory Compliance: Ensure strict adherence to all regulatory requirements, guidelines, and directives issued by the relevant authorities, including the Reserve Bank of India (RBI) and other regulatory bodies.
3. Policy Development: Oversee the creation, revision, and implementation of compliance policies and procedures to ensure they are in line with changing regulations and industry standards.
4. Risk Assessment: Conduct regular risk assessments to identify potential compliance risks and develop mitigation strategies to prevent violations.
5. Training and Awareness: Establish and maintain a compliance training program for employees at all levels, ensuring they are well-informed about compliance requirements and expectations.
6. Reporting and Monitoring: Implement robust monitoring and reporting mechanisms to track compliance activities, report violations, and recommend corrective actions.
7. Internal Controls: Implement and maintain effective internal control systems to ensure compliance with internal policies and external regulations.
8. External Relationships: Serve as the primary point of contact for regulatory agencies and external auditors, facilitating inspections and examinations as required.
9. Ethical Conduct: Promote a culture of ethics and integrity throughout the organization, emphasizing the importance of compliance with applicable laws and regulations.
10. Incident Response: Develop and maintain an incident response plan to address compliance violations and ensure timely resolution, reporting, and communication to relevant stakeholders.
11. Monitoring Industry Trends: Stay informed about emerging trends, best practices, and changes in regulatory requirements within the NBFC and banking industry.
12. Senior Management Reporting: Regularly report compliance performance and issues to the senior management and the Board of Directors, highlighting areas of concern and improvement.
Profile:
1. Bachelor\'s degree in finance, business, law, or a related field. Advanced degrees or professional certifications (e.g., Certified Compliance Professional) are a plus.
2. A minimum of 15 years of relevant experience in compliance, risk management, or regulatory affairs, with a strong preference for candidates with a background in NBFC or banking.
3. In-depth knowledge of Indian financial regulations and compliance requirements, including RBI guidelines.
4. Strong leadership skills and the ability to build and manage a high-performing compliance team.
5. Excellent communication, negotiation, and interpersonal skills.
6. Analytical and problem-solving abilities with a keen attention to detail.
7.High ethical standards and a commitment to promoting a culture of compliance and integrity.
8 .Proven track record of successfully managing compliance functions in a dynamic and regulated environment.
Job Offer:
- Competitive Compensation
- Opportunity to work with founders
To apply online please click the \'Apply\' button below. For a confidential discussion about this role please contact Shaivya Sharma on +91 124 452 5470 . The Apply Button will redirect you to website. Please apply there as well.
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