Job Description

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The JP Morgan Chase Internal Audit department provides the Board of Directors, senior management and regulators with independent assurance that internal controls are operating effectively. The JP Morgan Chase Internal Audit team is accountable to the Audit Committee of the Board of Directors, the Office of the Chairman, senior management and our global and local regulators. Audit works closely with the Lines of Business (LOBs) and their support functions to achieve its mission through a comprehensive audit program. The department is respected throughout the firm for the caliber of the staff and their ability to add value beyond the audit opinion.

The Wholesale Validation Center (WVC) will validate issues originating in the Corporate & Investment Bank (CIB), Asset & Wealth Management (AWM) and the Corporate Sector. The Validation Center will conduct high quality wholesale issue validations with consistent execution and document standards under a more efficient operating model.

Position

This Senior Auditor position will be based in Mumbai, India. The role will focus exclusively on validation execution. The applicant must be an experienced professional who possesses excellent auditing skills and knowledge of financial services, products and various financial instruments and associated risks. The role will include the following responsibilities:

Responsibilities:

- Conducts high quality issue validations with consistent execution and documentation standards to meet expectations.

- Validations provides an opportunity to actively participate in the planning, execution, and reporting of essentially a mini-audit.

- Validation work leverages risk, controls, and test thought processes as well as test design and execution including direct experience in meeting documentation expectations.

- Auditors would potentially work on a wide variety of validations in the CIB, Corporate Functions, and AWM spaces or they could be targeted to focus on a particular area - like market risk or financial reporting.

- Finalizes audit validation findings and uses judgment to provide an overall opinion on the control environment.

- Wholesale validation work enables us to manage competing timelines, refine proficiencies and promote the sharing of best practices.

- Builds and maintains key relationships with stakeholders, establishing a culture of engagement while adding value

- Stays up to date with evolving regulatory, industry and market events impacting the firm's risk organization.

- Partner with other groups within Audit (Investment Bank, AWM, Corporate Functions,

Technology, etc.) to ensure the delivery of a seamless program of audit coverage across JPMorgan Chase

- Establishes a business climate and culture that encourages integrity, respect, excellence and innovation

Qualifications

- Bachelor's degree in Accounting/Finance, Economics or related discipline

- CA /CPA or similar designation

- CFA or CFIRS are considered a plus.

- 5+ years' experience in a Financial Services firm or in public accounting, with an appropriate level of exposure to and involvement with risk management including operational, credit, market, fiduciary, investment and model risks. Basel and CCAR knowledge is considered a plus.

- Knowledge of banking industry preferred

- Proficiency in risk analysis

- Ability to execute audit assignments

- Ability to manage multiple tasks concurrently in an efficient and effective manner and with minimal supervision

- Perform audit work in accordance with department and professional standards and complete assignments in an efficient manner

- Excellent communication (i.e., verbal and written) and interpersonal skills, with the ability to present complex and sensitive issue to senior management and influence change

- Enthusiastic, self-motivated, effective under pressure and willing to take personal responsibility and accountability

- Works well individually and in teams, shares information, supports colleagues and encourages participation

- Advanced desktop skills in products to support the above (Excel, PowerPoint etc.)

About Us:

JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. In accordance with applicable law, we make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as any mental health or physical disability needs.

About the Team: Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we're setting our businesses, clients, customers and employees up for success.