Aif Compliance Manager Bfs
Job Description
- Liasoning and coordinating with the Regulator for IA, PMS, AIF compliance and queries.
- Co-ordinating with counsels for legal support, opinions, and clarifications
- Liasoning with product and sales team on products and filings
- Preparation / Up-dation of Private Placement Memorandum and amendments including Trust Deed.
- Review of Application Form, literature, factsheets, communiques and communications
- Regulatory reporting - Filings monthly / Quarterly report reports, annual CTR
- Liasoning for deal closure for unlisted equity transactions, Due Diligence submissions
- Monitoring of AML / FATCA compliance and its reporting
- Conducting and arranging Committee meetings - valuation committee, investment committee
- Liasoning with Internal auditors and statutory auditors and effectively handling SEBI inspections.
- Compliance with SEBI procedures
- Preparation and filing of reports with SEBI as required.
- Maintenance of customer files as per SEBI records
- Co-ordinating audits with external vendors that need to be submitted to SEBI.
- Regular follow up on changes in SEBI regulations w.r.t compliances (if any)
- Preparation of required material for board meetings.
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Job Detail
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Job IdJD3229971
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationMumbai, Maharashtra, India
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EducationNot mentioned
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ExperienceYear