Serves as point of contact for Regulatory and Control related activities.
Provides guidance in evaluating risks & implementing appropriate controls, including ensuring appropriate remedial actions are in place where deficiencies are identified.
Conducts proactive review of Regulations, Regulatory Reporting, Regulatory Inventory impact assessment and actions plan.
Participates in evaluating; Strategic & Tactical Change; Policy and Process updates; Regulatory requirements etc.
Supports to Internal and External Control organizations (Internal/external audit, Regulatory, Compliance, IS, Finance etc.).
Provides Management / Oversight of Corrective Action Plan remediation process.
Ensures that the workflows and controls are in place in accordance to the HR Policy and local regulatory guidelines.
Reviews guidelines and regulations issued from time to time and ensure that gaps are remediated.
Works in partnership with stakeholders including HR Advisors, Product teams, Compliance and Legal
Oversees regulatory reporting submissions and ensure controls surrounding report submissions are robust for accurate and timely submissions. Enhance productivity through automations and workflow realignments.
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
Desired Profile
10-12 years relevant experience
Knowledge of HR policies, guidelines and procedures, Employment Laws and related Regulations.
Good understanding of Regulatory guidelines pertaining to employment matters, policy and guidelines.
Computer literacy especially in Microsoft Excel and power point with numerical skills and attention to details
Industries Type CRS Role VP - HR Compliance Business Control Sr. Manager Skills Human Capital Risks, HR policies, guidelines Functional Area CRS Education Bachelor's/University degree, Master's degree preferred
Beware of fraud agents! do not pay money to get a job
MNCJobsIndia.com will not be responsible for any payment made to a third-party. All Terms of Use are applicable.