Vice President Compliance Monitoring Bfsi
Job Description
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- Extensive knowledge of RBI banking regulations pertaining to retail business. Ensuring compliance to RBI Regulatory/ Policy guidelines for MSME, Retail, MFI, Agri and other retail portfolio.
- Provide commercially sound guidance to business teams on regulatory/compliance issues. Actively engage with them to ensure effective implementation of such guidelines. Assist business to effectively assess any regulatory change.
- Conducting comprehensive compliance risk assessment and implement commensurate risk-based compliance monitoring/testing periodically. This will include Thematic Testing, Testing on RAR Compliances submitted to RBI, Tranche-III, Product Testing, Returns Testing
1. Manage and conduct monitoring and testing across compliance risks.
2. Identifying the effectiveness of the design of the control based on testing.
3. Identify control deficiencies / validate control weakness.
4. Proactive engagement with business teams to understand the control in place and discussing design deficiencies, if any.
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Job Detail
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Job IdJD3230641
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationMumbai, Maharashtra, India
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EducationNot mentioned
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ExperienceYear