Job Description

Role

Team Member - Surveillance

Qualification

Postgraduate in Finance or Bachelor's degree or diploma in Law, Legal Studies, or a related discipline

Location

Bangalore

Experience

3-5 years

:

Good knowledge of depository services, and regulatory frameworks. Process and tracking regulatory orders in accordance with internal procedures and external regulations. Review, interpret, and analyze regulatory or Court orders, guidelines, and compliance requirements. Coordinate with legal, compliance, and operational teams to address regulatory and operational issues. Monitor and review surveillance alerts accordance to depository framework. Investigate alerts and escalate potential issues to all the stakeholders. Maintain accurate records of actions taken and reports generated. Collaborate with internal teams to resolve discrepancies or issues. Assist with regulatory reporting and documentation as needed. Escalate anomalies or suspicious patterns for further investigation. Ensure data confidentiality and compliance with internal and regulatory requirements. * Participate in audits and provide documentation as required.