Job Description

Role

Surveillance - Executive

Qualification

Postgraduate/Bachelor's degree or diploma in Law, Legal Studies, or related discipline.

Location

Mumbai

Experience

2-5 years

Good knowledge of depository services, and regulatory frameworks. Process and track regulatory orders in accordance with internal procedures and external regulations. Review, interpret, and analyze regulatory or Court orders, guidelines, and compliance requirements. Coordinate with legal, compliance, and operational teams to address regulatory and operational issues. Maintain accurate records of actions taken and reports generated. Assist with regulatory reporting and documentation as needed. Ensure data confidentiality and compliance with internal and regulatory requirements. * Participate in audits and provide documentation as required.