Job Description

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Overview

Put your professional experience to work for one of the world\xe2\x80\x99s most recognized and admired financial industry companies with a career at BNY Mellon.

Founded in 1784 by Alexander Hamilton, we have not only been an engine behind the evolution of the financial industry, but we have also evolved at every step. Today we are more than 50k+ employees across 35 countries as we continue to build momentum and achieve further growth.

As a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle, BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. Being one of the world\'s top asset management and banking firms that manages $42 trillion in assets, has 97% of the world\xe2\x80\x99s top banks as customers, and one of the first to use computing technology and access the largest dataset available globally, we have the insights, solutions, technology, and talent to shape the future of finance.

About SOX Compliance & Controls (SOX C&C)

SOX Compliance & Controls is a global team of professionals which assesses critical financial, regulatory, and technology processes/areas supporting all lines of businesses and functions around the world. We are a diverse, resilient, and unique group of experienced business & technology professionals based within the Company\xe2\x80\x99s Finance Department. SOX C&C also offers a developmental opportunity that extends beyond the traditional boundaries of our core functions, providing a well-rounded perspective of Finance, IT and the overall business.

SOX C&C is comprised of four primary areas, with opportunities for mobility across these areas for our employees:

• Internal Control over Financial Reporting (ICFR) \xe2\x80\x93 SOX 404 Compliance
• Internal Control over Regulatory Reporting (ICRR)
• Basel Independent Verification (BIV)
• Information Technology

We would like you to be a part of this exciting and growing team that will enable you to obtain extensive exposure and insight across BNY Mellon!

Standard Job Responsibilities

As a key member of SOX C&C, you will:

• Demonstrate sound knowledge of IT general controls and application controls with a thorough understanding of SOX.
• Ensure IT general controls and application controls over financial reporting are sound and effective to ensure compliance with SOX.
• Contributes to the execution of the SOX IT plan in the assessment of key IT controls for in-scope information systems for testing, documentation and reporting to Senior Management.
• Manage multiple deliverables across various time sensitive deadlines while executing the completion of the test of design and test of operating effectiveness over the internal controls with limited oversight.
• Support the senior colleagues with the tracking the status of control deficiencies; reviews remediation by process owners and documents findings for/to SOX management.
• Supports in the collaboration with business & technology stakeholders to identify ways to improve testing efficiency and issue reporting communications.
• Actively contributes to the achievement of the IT SOX team goals.

Qualifications

Bachelor\xe2\x80\x98s Degree or the equivalent combination of education and experience is required. Certified Information Systems Auditor (CISA) or an equivalent IT certification is highly preferred.

5-7 years of experience in IT risk/controls and/or auditing background is required. Experience with GRC software (AuditBoard) or data analytic tools (PowerBI, Alteryx) is preferred. Financial Services industry experience is helpful.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans.

Our ambition is to build the best global team \xe2\x80\x93 one that is representative and inclusive of the diverse talent, clients and communities we work with and serve \xe2\x80\x93 and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.

BNY Mellon