Job Description

:
Role/Job Title: Senior Transaction Monitoring Analyst
Business: Retail Banking
Function/ Department: Compliance
Place of work: Mumbai
Roles & Responsibilities:
\'-Oversee all business operations relating to compliance including policies, investments, and procedures
\'-Design and monitor control systems to deal with violations of legal rules and internal policies
\'-Regularly assess the efficiency of control systems and recommend effective improvements
\'-Review and evaluate bank\'s procedures and reports to identify hidden risks or common issues
\'-Perform periodic audits on company procedures and processes, maintain and organize compliance records
\'-Draft compliance checklists, manuals and other regulatory documentation
\'-Coordinate with different department leads to review all departmental compliance policies
\'-Liaise with the senior management to ensure proper implementation of compliance policies
\'-Initiates investigations when possible non-compliance takes place within the bank
\'-Facilitate employee training sessions on legal and compliance issues
\'-Supervise compliance officers and team, share best practices.
Secondary Responsibilities:
\'-Leverage in-house synergies through collaboration with internal stakeholders
\'-Keep abreast of regulatory developments within or outside of the bank as well as evolving best practices in compliance control
\'-Create an environment that promotes collaborative learning and collective ownership of responsibilities
Managerial & Leadership Responsibilities:
\'- Attract and retain best-in-class talent for key roles in their reporting structure
Key Success Metrics:
Portfolio quality