Job Description

Depository Participant Operation Audit: Conduct comprehensive audits of depository participant operations.
Evaluate the effectiveness of controls and compliance with regulatory requirements.
Custody Operation Audit: Perform audits of custody operations to ensure proper management and safeguarding of assets. Assess the accuracy and completeness of custody records and processes. Half-Yearly Audit of Exchanges:
Lead and execute half-yearly audits of exchanges.
Identify and report on areas of non-compliance and recommend corrective actions.
Settlement Operations Audit:
Audit settlement operations to ensure timely and accurate settlement of transactions.
Review and evaluate the effectiveness of settlement procedures and controls.
Banking Operations within Broking Audit:
Conduct audits of banking operations within the broking division.
Ensure compliance with internal policies and regulatory requirements.
Payin and Payout Process Audit:
Audit the payin and payout processes of security and fund transfers of exchanges.
Verify the accuracy and timeliness of transactions and related documentation.