Job Description

Senior Manager - Quality Assurance - 6 to 9 Years - Mumbai
Senior Manager - QA Specialist role focused on 1LoD financial crime testing within the Asset Management industry, involving KYC review, QA/QC testing, reporting, and regulatory risk management.
Location - Mumbai
Your Future Employer - A global services provider in the asset management space, driving compliance and operational excellence through a strong financial crime control framework.
Responsibilities - * Conduct sample-based testing of KYC and due diligence cases managed both in-house and by TPAs/TAs across the AM business.

• Communicate testing outcomes with the relevant 1LoD functions and support the development of mitigation plans.
• Support define and help in to execute 1LoD financial crime testing plans.
• Document testing results and prepare reports, highlighting any deficiencies or areas for improvement.
• Document mitigating actions to be implemented where financial crime deficiencies or gaps are found.

Requirements - * Demonstratable QC/QA experience delivering high quality work.

• Proven experience of PEPs, Sanctions and adverse media screening.
• Decent knowledge and experience of best practices in building and maintaining KYC processes.
• KYC process experience for different asset management related entity types, such as Trusts, Funds, regulated entities, SPV etc.

What is in it for you - * Opportunity to work with a globally recognized financial institution.

• Engage in high-impact QA/QC testing activities and develop expertise in financial crime controls.
• Hybrid working model with flexibility (minimum 3 days from office, subject to policy).

Reach Us - If you think this role is aligned with your career, kindly write me an email along with your updated CV on kapil.kataria@crescendogroup.in for a confidential discussion on the role.
Disclaimer - Crescendo Global specializes in Senior to C-level niche recruitment. We are passionate about empowering job seekers and employers with an engaging memorable job search and leadership hiring experience. Crescendo Global does not discriminate based on race, religion, colour, origin, gender, sexual orientation, age, marital status, veteran status or disability status.
Note - We receive many applications daily, so it becomes difficult for us to get back to each candidate. Please assume that your profile has not been shortlisted in case you don't hear back from us in 1 week. Your patience is highly appreciated.
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Keywords - KYC, AML, QA, QC, Financial Crime Compliance, Risk Testing, PEPs, Sanctions, Asset Management, Due Diligence, CAMS, Regulatory Risk, Anti-Money Laundering, UK Regulations, EU Compliance, Client Onboarding, Monitoring & Control, Crescendo Global.

Skills Required