Job Description

Role

Senior Manager Inspection - Mumbai (Audit & Inspection)

Qualification

CA/ICWA/CS/CFA/MBA or equivalent post graduate qualification from reputed/recognised institutes/universities.

Location

Mumbai

Experience

More than 8 yr of experience



#

Leading team placed at HO and offsite locations and looking after compliances, risk and audit of business & regulatory affairs. Responding to the queries from different stakeholders pertaining to regulatory matters. Plan and co-ordinate inspection related activities to accomplish an efficient inspection management system. Ensures adherence to Department Standard Operating Procedures. Taking initiatives for improvisation and automation of processes Interacting with SEBI on Depository related matters. Ensure various periodic compliances to be submitted by DPs. Imparting training for Business Partners/In-House staff /Auditors on recent developments. Responsible for guiding team members on various regulatory developments and compliance aspects Responsible for monitoring group performance and their deliverables Responsible for reviewing regulatory guidelines issued from time to time and implementing the same through on-going process improvisation policies. Conceptualization and implementation of new Projects Analysing the queries raised by auditors and drafting appropriate responses for the same. * Provide inputs / assistance on various system related developments including preparation Concept Note, BRD, testing etc.