Job Description

About this role: Wells Fargo is seeking a Senior Due Diligence Consultant... In this role, you will: Audit Engagement Responsibilities Maintain ongoing routines with all relevant audit and testing teams Track all audit, testing, and exam engagements on FCO audit and engagements (A&E) calendar Perform A&E calendar updates and publishing Conduct audit/testing readiness assessments 90 days prior to audit kickoff Coordinate and facilitate audit kickoffs, walkthroughs, requests for information, and possibly status meetings Track and manage all audit requests and responses Assist in drafting audit responses in partnership with the FCO business Participate in a variety of assigned and ongoing business enablement reporting to ensure success in meeting business goals and objectives Production of key risk metrics and management information for business enablement function and control management Identify opportunities for process improvement within business enablement processes Essential Qualifications required: Graduation in any stream. 6+ years of experience in Financial Crimes or Regulatory Compliance Familiarity with and working knowledge of BSA/AML programs including all aspects of KYC and / or other related risk and regulatory disciplines. ACAMS Certification desired but not essential Desired Qualifications: Good understanding of operational risk management in the financial services or other highly regulated industries. Strong analytical skills with high attention to detail and accuracy. Excellent verbal, written, interpersonal communication skills and stakeholder management. Demonstrate positive attitude and readiness to work in a challenging and dynamic environment. Audit experience will be an added advantage Required Qualifications, US: 4+ years of Due Diligence experience, or equivalent (including risk management, client service, operations support, or business process management) demonstrated through one or a combination of the following: work experience, training, military experience, education Required Qualifications, International: Experience in Due Diligence, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education We Value Diversity At Wells Fargo, we believe in diversity, equity and inclusion in the workplace accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law. Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit\'s risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted in US:All qualified applicants will receive consideration for employment without regard to race, color, religion, age, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process. Drug and Alcohol Policy Wells Fargo maintains a drug free workplace. Please see our to learn more.

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