Job Description

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Role Job Title: Senior Compliance Manager-FEMA & Trade
Function Department: Compliance
Job Purpose:
Oversee all business operations relating to compliance including policies, investments, and procedures.
Roles & Responsibilities:

• Design and monitor control systems to deal with violations of legal rules and internal policies.
• Regularly assess the efficiency of control systems and recommend effective improvements.
• Review and evaluate bank's procedures and reports to identify hidden risks or common issues.
• Perform periodic audits on company procedures and processes, maintain and organize compliance records.
• Draft compliance checklists, manuals, and other regulatory documentation
• Coordinate with different department leads to review all departmental compliance policies.
• Liaise with the senior management to ensure proper implementation of compliance policies.
• Act as a confidential point of contact for employees to seek clarification on compliance issues, or report irregularities.
• Initiates investigations, when possible, non-compliance takes place within the bank.
• Facilitate employee training sessions on legal and compliance issues.
• Supervise compliance officers and team, share best practices.

Education Qualification:
Graduation: Bachelor's in commerce/ arts/ science/ business/ computers/ management
Post-graduation: MBA PGDM
Experience: 5 - 10 years of relevant experience in compliance testing.