Risk & Compliance Executive

Year    UP, IN, India

Job Description

Total years of experience: 1 year

Key Responsibilities:



Monitor client trades and exposure limits across segments (Equity, F&O, Currency, Commodity) as per exchange and company risk policies. Ensure compliance with SEBI, NSE, BSE, MCX, and internal risk management guidelines. Review and manage daily margin reports, limit utilization, and square-off procedures to minimize risk. Handle RMS-related activities including limit setting, order monitoring, and risk alerts for clients and dealers. Maintain records of client risk profiles, KYC compliance and internal audit documentation. Coordinate with dealers, branches, and HO for trade approvals, margin calls and compliance clarifications. Identify and escalate potential breaches, irregularities, or system anomalies to the senior risk team. Support the Compliance department in periodic audits, regulatory reporting and data submissions. Stay updated on exchange circulars, margin policy updates, and regulatory changes affecting trading operations.
Job Type: Full-time

Pay: ₹15,000.00 - ₹20,000.00 per month

Work Location: In person

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Job Detail

  • Job Id
    JD4693103
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    UP, IN, India
  • Education
    Not mentioned
  • Experience
    Year