Job Description

Key Responsibilities:

Audit & Regulatory Liaison:

Act as the primary point of contact for internal auditors, NSE, BSE, and other regulatory bodies. Coordinate and support all exchange and internal audits, including pre-audit preparation and post-audit follow-ups. Provide data and documentation to auditors and regulators in a timely and accurate manner.

Compliance & Reporting:

Ensure timely and error-free submission of all compliance and operational reports to NSE/BSE and SEBI. Maintain up-to-date knowledge of relevant circulars, notifications, and compliance requirements. Monitor daily regulatory filings, risk-based supervision (RBS) reporting, and other compliance tasks. Retrieve and prepare data reports as required by auditors or regulatory authorities.

Operations Management:

Coordinate with back-office and front-office software providers for system requirements, updates, and issue resolutions. Monitor and manage operational aspects of Capital Market, IPO, and OBPP segments. Handle related documentation and compliance procedures

Key Skills & Competencies:

In-depth knowledge of stock exchange operations and compliance. Familiarity with SEBI and stock exchange regulations. Strong coordination and communication skills to deal with auditors, regulators, and IT vendors. Excellent MS Excel and report generation skills. Attention to detail and a proactive compliance mindset.
Job Types: Full-time, Permanent

Pay: ₹60,000.00 - ₹80,000.00 per month

Benefits:

Flexible schedule Health insurance Leave encashment Life insurance Provident Fund
Work Location: In person