Opportunity For Compliance Specialist (manager / Assistant Manager Wit
Year Mumbai, Maharashtra, India
Job Description
Opportunity For Compliance Specialist (Manager / Assistant Manager wit
From 4 to 8 year(s) of experience
9 Not Disclosed by Recruiter
Mumbai
or
Roles and Responsibilities Roles & Responsibilities
1. Assisting Chief Compliance Officer in designing a risk based compliance plan
2. Compliance Monitoring covering key functions / process to identify improvement areas and
make necessary recommendations to address gaps if any
3. Monitor implementation of action plans agreed by various functions
4. Maintaining tracker of various compliances under applicable laws and monitor adherence by
various functions
5. Training to employees on compliance risks and related matters
6. Monitor implementation of various guidelines / circulars / notifications / directions issued by
Regulator / various statutory authorities
7. Identify compliance risks in new processes / applications / products
8. Managing Regulatory inspections / audits
9. Support to various functions in compliance related matters
Role:Risk Management & Compliance - Other Salary: Not Disclosed by Recruiter Industry:Financial Services Department:Risk Management & Compliance Role Category:Risk Management & Compliance - Other Employment Type:Part Time, Permanent
Key Skills
Compliance
Education PG:CA in Any Specialization
Company Profile
SKILLVENTORY
A leading executive search and recruitment firm.
Recruiter Name:Pratiksha Contact Company:SKILLVENTORY
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Job Detail
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Job IdJD2984193
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationMumbai, Maharashtra, India
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EducationNot mentioned
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ExperienceYear