Nomura Analyst Front Office Supervision (2 5 Yrs)
Job Description
Front Office Supervision - Analyst
We are seeking a dynamic individual to join the GM Front Office Supervision, Conduct and Control team, based in Powai.
- The individual will work closely and in partnership with the Global Front Office
- Supervision, Conduct and Control team spread across EMEA, AEJ and Japan.
- The individual will assume day-to-day BAU responsibilities relating to Front Office
- Supervision and will contribute to key projects that are critical to FOSCC from a regulatory perspective.
- Contribution to key FOSCC tasks
- Ownership of the Hierarchy Maintenance process across Global Markets
- Performing review and analysis of Attestation commentaries and affirmation processes
- Performing Bloomberg chat surveillance for EMEA and AEJ
- Legal Entity controls
- Creating Global Management Packs, KRI Packs and Supervisory meeting packs.
- Driving Transition of Key tasks from the Regions - And then perform those tasks in a BAU environment
- Partnering with Technology, Operations, Finance and other Corporate functions
- Involved in initial User Acceptance Testing of FOSCC tools and systems
- Investigation of issues relating to FOSCC tools and systems
- Audit and RCSA related monitoring
- Help in producing issue summaries and reports for Regional teams
- Involved in tracking outstanding actions and help in chasing actions to closure
- Assist the team in information requests from regulators and auditors as required
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Job Detail
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Job IdJD2925823
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationMumbai, Maharashtra, India
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EducationNot mentioned
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ExperienceYear