Job Description

Job description Role Purpose: Establishing controls and checks to ensure a robust Investment Compliance and building up a comprehensive information system for internal and external reporting Organization Context: Back Office Investment Compliance role with day to day coordination with Fund Accounting and Treasury team Front office Support Continuous support to Front office in terms of regulatory reference and update One point contact for all the investment related reporting and regulatory updates Team Support Back up to the team members to ensure that there is no break in the normal functioning of the team Coordination with Actuary and Finance team on a regular basis Key Accountabilities 1. Investment Compliance with Regulatory and internal limits. It includes SOD, intra day and EOD checks on limits to ensure proactive compliance with- Investment Regulations prescribed by IRDA Insurance Act (Investment related) Technical Guide to audit of investment function of insurers Fund specific investment policy 2. Risk Management framework to ensure proper controls are in place Market Risk Computing various portfolio returns Regular limits monitoring and Exception Reporting. Also reporting on movement of prices. Credit Risk- Capture instrument ratings to enable generate statement of downgraded Investments. Monitor various regulatory limits on exposure & Rating Track of movement of Securities between Approved and Other Investments Status VaR, Performance attribution etc 3. Fund Performance Tracking Actual returns Compounded annualized growth returns (CAGR returns) Benchmark performance Time-weighted rate of return 4. Reportings Financial reportings (ULIP Disclosures) Regulatory Reportings (IRDA, RBI, SEBI) Promoter & Management reportings (ICICI Bank & Prudential) Website disclosures ( Assets held, fund performance, historical performance charts and graphs) 5. Managing Statutory, Internal, Concurrent auditors On account of the function being highly important and sensitive, audit takes place on a day-to-day basis

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