Job Description

Job Overview:

We are seeking a highly motivated and skilled Assistant/Deputy Manager - Audit & Risk to join our team. This position plays a crucial role in assessing and mitigating risks associated with our operations, ensuring compliance with regulatory standards, and enhancing overall audit processes within the company.

Job Role - The key areas of responsibilities are as follows:

1. Internal Audit Planning and Execution:

Develop and implement risk-based internal audit plans tailored to the operations of the organization Conduct periodic audits of various processes including finance, operations, compliance, fund management and fund operations. Evaluate the effectiveness of internal controls and systems, identifying control weaknesses, identify how to mitigate these and ensuring compliance thereof Liaise with the external auditors to facilitate smooth conduct of the audits
2. Internal Controls:

Monitor regulatory compliance with applicable laws, SEBI regulations, and industry
standards.

Ensure adherence to internal policies, procedures, and guidelines related to risk
management and audit.

3. Risk Management and control evaluation

Evaluate and identify potential risks within various operational areas of the company. Develop risk assessment frameworks and methodologies to identify, prioritize, and
mitigate risks effectively.

Collaborate with stakeholders to develop and implement risk mitigation strategies. Provide recommendations for improving risk management practices and enhancing
internal controls.

4. Audit Reporting and Documentation:

Prepare comprehensive audit reports outlining findings, risk assessments, and recommendations for improvements to management. Work closely with senior management and the audit committee to present audit results, discuss risk-related issues, as required, and track the implementation of corrective actions. Follow up on previously identified audit issues to ensure the timely and effective implementation of corrective measures.
5. Audit Planning and Reporting:

Assist in executing annual audit plans based on risk assessments and regulatory
requirement .

Coordinate with external auditors as necessary for smooth conduct of audits Prepare and present audit findings, reports, and recommendations to senior
management and audit committees.

Job Types: Full-time, Permanent

Pay: ?300,000.00 - ?650,000.00 per year

Benefits:

Health insurance Provident Fund
Schedule:

Day shift Monday to Friday Morning shift
Supplemental Pay:

Performance bonus Yearly bonus
Work Location: In person