Job Description

We are seeking an experienced Internal Audit Manager for our Mumbai office. As Internal Audit Manager, you will perform Compliance, Financial, and Operational audits to determine the accuracy of financial records, the effectiveness of prudent business practices, and compliance with policies, procedures, and regulations.

Key Responsibilities

• Conduct internal audits of our global regulated brokerage entities to ensure compliance with regulatory requirements and internal policies.
• Contribute during planning, fieldwork and presentation of findings from the audit work.
• Identify and assess key issues impacting the Business.
• Participate in preliminary discussions with operating personnel during and after an audit discussing the conditions, criteria, effect, cause and recommendations relating to potential deficiencies noted during an audit
• Gain a deep understanding of the processes under review
• Conduct audits following professional industry standards and established company policies.

Qualifications & Experience

• Degree in Accounting, Finance, Computer Science or a similar field
• Chartered Accountant (CA) or similar certification
• Certification as an Information Systems Auditor (CISA) or Certified Internal Auditor (CIA) is a plus.
• At least five to 10 years of audit experience within regulated financial institutions such as a bank or brokerage firm
• High proficiency with MS Office suite of products, especially MS Excel and Access
• Strong analytical and problem-solving skills
• Ability to articulate complex concepts concisely in both written and verbal presentations across all levels of management
• Ability to work independently
• Motivation for continuous development

If you are motivated, have strong initiative, and are analytical and methodical, we can offer you a position that will challenge and reward you. At the same time, you become part of a team that is building one of the world's strongest brokerage brands.

Company Overview

Interactive Brokers LLC, a subsidiary of Interactive Brokers Group, Inc. (Ticker: IBKR) is a direct access electronic broker serving professionals, frequent traders, institutional investors, financial advisors and introducing brokers. Our clients have access to more than 150 market centers around the world from a single integrated account. Our employees are part of a dynamic, multi-national, fast-paced, results-oriented team that has spent four decades focused on advanced technology and automation that equips our clients with a uniquely sophisticated platform to manage their investment portfolios. We provide our clients with advantageous execution prices, risk and portfolio management tools, research facilities and investment products, at low or no cost, positioning them to achieve superior returns.

Headquartered in Greenwich, CT, USA. IBKR has offices in more than 15 countries across the world.

IBKR is a member of NYSE, FINRA, and SIPC. Interactive Brokers Group brokerage affiliates are regulated by securities and commodities agencies around the world.

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