Job Description

Job Title: AP - Audit

Company Overview

Shah Kapadia & Associates (SKA) is a pioneer in the securities market--offering services in Audit & Assurance, SEBI Compliance, Process Reviews, and Risk Management. With a presence across India and a strong workforce of 300+ professionals, SKA has successfully served 100+ SEBI-registered intermediaries, becoming one of the top 3 CA firms in the Capital Markets.

Website: www.theska.in

Position Overview

Position:

AP - Audit

Designation:

Audit Executive

Department

: Audit - Authorised Persons

Location:

Sion & GTB Nagar, Mumbai

Work Timings:

10:30 AM to 7:30 PM (Monday to Friday)

Engagement Type

: Full-time

Role Responsibilities

Conduct internal audits of Authorized Persons under stockbrokers

Execute physical as well as virtual audits for Authorized Persons.

Review and assess compliance of SEBI and exchange

Assist in designing and executing audit programs and testing strategies

Identify gaps, share findings with clients, and suggest actionable improvements

Ensure timely and accurate documentation and audit reporting

Coordinate with team members and support overall audit delivery

Top Clients You May Work With

Motilal Oswal, Edelweiss, PhonePe, Groww, 5paisa, Angel Broking, IIFL Securities, Yes Securities, ICICI Securities, IL&FS, Choice Broking, Reliance Securities

Requirement

Eligibility

: Graduate Fresher

Education:

B.Com or higher

Preferred Skills

: Excel, MS office, Communication skills

Personality Traits:

Responsible, team-oriented, solution-focused, self-motivated, Comfortable in travelling

Compensation & Perks

Remuneration: 18500 (13500 Fixed + 5000 Outstation Incentives)

Annual Performance Bonus

Travelling Allowance

Health Insurance (?5,00,000 Coverage for Self & Spouse)

Job Types: Full-time, Fresher

Pay: ?10,000.00 - ?18,000.00 per month

Benefits:

Health insurance
Work Location: In person