Job Description

job details

Job Title: Financial Expert Experience: 2 to 5 years in SEBI Location: Bangalore Job Summary: The Financial Expert at SEBI plays a critical role in overseeing and regulating financial markets, ensuring compliance with applicable laws and regulations, and protecting the interests of investors. This position involves in-depth knowledge of financial markets, securities, and regulatory frameworks, and requires a combination of analytical, technical, and interpersonal skills. Key Responsibilities: 1. Regulatory Compliance:\xe2\x80\xa2 Monitor and enforce compliance with SEBI regulations and guidelines.\xe2\x80\xa2 Investigate potential violations of securities laws and initiate necessary actions.\xe2\x80\xa2 Keep up-to-date with changing regulatory requirements and propose updates to existing regulations as necessary. 2. Market Surveillance:\xe2\x80\xa2 Monitor financial markets, including stock exchanges, commodities markets, and other securities markets.\xe2\x80\xa2 Identify irregularities, market abuse, and unusual trading patterns, and take appropriate actions. 3. Risk Assessment:\xe2\x80\xa2 Assess systemic and market-specific risks and recommend measures to mitigate them.\xe2\x80\xa2 Analyse financial products and trading strategies for potential risks to market stability. 4. Investor Protection: \xe2\x80\xa2 Promote and implement measures to protect the interests of retail and institutional investors.\xe2\x80\xa2 Develop and maintain investor education and awareness programs. 5. Policy Development:\xe2\x80\xa2 Assist in the development of policies and regulations related to financial markets and securities.\xe2\x80\xa2 Research and analyse emerging trends in financial markets to inform regulatory decisions. 6. Collaborative Engagement:\xe2\x80\xa2 Collaborate with other regulatory authorities, financial institutions, and industry stakeholders to achieve regulatory goals.\xe2\x80\xa2 Participate in national and international discussions on financial market regulation. 7. Enforcement Actions:\xe2\x80\xa2 Recommend and initiate enforcement actions, such as fines, penalties, and sanctions, against violators of securities laws.\xe2\x80\xa2 Participate in legal proceedings when necessary. 8. Research and Analysis:\xe2\x80\xa2 Conduct in-depth financial analysis and research to support decision-making processes. \xe2\x80\xa2 Monitor economic and financial indicators and provide regular reports on market conditions. Qualifications:\xe2\x80\xa2 A Master\'s degree in finance, economics, or a related field. A Ph.D. is desirable.\xe2\x80\xa2 Relevant professional certifications (e.g., CFA, CA, or CPA) preferred.\xe2\x80\xa2 Extensive experience in financial markets, regulatory compliance, and market surveillance.\xe2\x80\xa2 Strong knowledge of SEBI regulations and Indian financial markets.\xe2\x80\xa2 Excellent analytical, communication, and interpersonal skills. \xe2\x80\xa2 Proficiency in data analysis and financial modelling.\xe2\x80\xa2 Strong ethical standards and integrity. ...

Randstad