Job Description

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Assist in conducting internal audits of Depository Participant Audit in line with SEBI and depository guidelines (NSDL/CDSL).
Work closely with the client's internal audit team under a co-sourcing model.
Review and assess compliance with DP regulations, including account opening, transaction processing, demat, pledge/hypothecation, and client communication.
Perform field visits to client branches or operational locations, if required.
Prepare audit working papers, draft observations, and contribute to audit reports.
Track and follow up on remediation of audit findings.
Maintain proper documentation and ensure adherence to internal audit methodologies.
Ensure timely completion of audits and delivery of high-quality outputs.
Basic knowledge of Demat services
Document knowledge of Different types of account opening categories like Individual, NRI, HUF, LLP, Body Corporate etc.
Having KRA and CKYC document checking experience

Skills Required