Job Description

Note: Applying to this role listed with the participating organisation automatically registers your participation in Triumph - India\'s leading D&I Virtual Career Fair . The fair will be live between 27th and 29th July. This is an exclusive opportunity for women, LGBTQIA+, and differently abled professionals with more than 2 years of experience to get placed in leading diversity focused organisations in India Job Title : Control Testing Lead Location : Hyderabad/Bangalore/Chennai : \'Responsibilities of the Lead Officer role include, but are not limited to: Lead complex initiatives executing moderate to high risk or complex review activities and engagements in a matrixed environment Develop and design methodologies and standards for review activities across the enterprise in alignment with the risk management framework Review and research complex development and design of methodologies and standards for review activities companywide in alignment with the risk management framework Ensure effective and appropriate testing, validation, and documentation of review activities for risk programs, risks and controls Make decisions in complex situations requiring solid understanding of risk management framework and the risk and control environment that influence and lead enterprise testing to meet deliverables and drive new initiatives Collaborate and consult with Audit, Legal, external agencies, and regulatory bodies to resolve risk related topics Lead project teams and mentor individuals Leading and supporting execution of design and operating effectiveness control testing for RCSA (Risk & Control Self-Assessment) based controls. Proactively engaging business partners to kick-off testing and lead ongoing meetings with minimum supervision. Documenting test results and any issues identified while also providing and communicating recommendations to management, compensating controls and residual risks. Identifying and implementing efficiencies and process improvements, including automation opportunities pertaining to metrics and reporting. Reviewing and interpreting new and revised corporate and ITV policies and procedures and assess impacts. Developing clear and concise reporting to be shared with IT&V management and Front Line Units. Providing credible challenge to business and senior leader stakeholders as needed. Building relationships and collaborating with key stakeholders in the applicable line of business, other second and third line functions, and IT&V functions. Monitoring metrics and associated data to identify and escalate potential issues and providing recommendations for resolution to ensure optimal performance Required Qualifications : Post graduate degree in Business or in a related discipline Overall experience of 10+ years of which 7+ years of relevant experience in risk management (includes Technology control testing, compliance, financial crimes, operational risk, internal audit, business process management) Led Reviews/Engagements for the function. Managing a cross-cultural or a global team of Testers is an added advantage Desired skills / experience and Qualification : Minimum 4+ years at Big Four/super regional public accounting firm with experience in leading business process, regulatory, or IT audit and/or business process, regulatory, or advisory/consulting service Demonstrated success with influencing business units to identify, formulate and implement processes/procedures to mitigate risk Demonstrated negotiation skills, especially with difficult topics when partnering with lines of business and technology. This includes the willingness and ability to question decisions, understand direction and escalate issues, where necessary Data management experience, which may include a combination of risk management, compliance, or data governance experience Knowledge and understanding of Technology risks and data governance challenges Understanding of data management risk principles Knowledge of IT regulatory compliance requirements in financial industry Strong ability to obtain, validate, research, trend, and analyze data. Strong critical thinking and analytical skills with high attention to detail and accuracy. Specialized knowledge or prior regulatory compliance testing or review experience Experience reviewing testing strategies and methodologies; evaluating the adequacy and effectiveness of policies, procedures, processes, initiatives, products and internal controls; and identifying issues Experience creating, executing, and documenting compliance, control, and business process testing Strong oral and written communication skills Sound knowledge of Microsoft Office (Word, Excel, Outlook, and PowerPoint) Ability to take on a high level of responsibility, initiative, and accountability Knowledge of BCBS239 principles and compliance One or more of the following certifications: Certified Internal Auditor (CIA) Cybersecurity and Infrastructure Security Agency (CISA) Certified Information Security Manager (CISM) Certified in Risk and Information System Control (CRISC) Information Security Management Systems (ISMS) Data Management information Chartered Accountancy (CA) Certified Public Accountant (CPA)\'

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